The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...
New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The ...
Approximately 9,000 Illinois residents are eligible to claim money from a settlement with investor services company Vanguard after the company was found not to have disclosed the tax implications of a ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
SPRINGFIELD - Several thousands of Illinois residents are eligible to receive a share of a $106 million multi-state ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Illinois has reached a $106 million settlement with mutual fund investment company Vanguard, which has been accused of ...