It's Official: Gary Gensler Is Out at the SEC, and Crypto-Friendly Mark Uyeda Is In
Commissioner Mark Uyeda will take over running the U.S. Securities and Exchange Commission as the agency awaits the Senate ...
The Daily Hodl2d
$63,100,000 Penalty Hits 12 Financial Giants, Including Charles Schwab and Santander, As SEC Issues Major Enforcement Action
The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...
Wells Fargo and Bank of America Agree to Pay Combined $60 Million to Settle SEC Probe
In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...
JD Supra22h
U.S. Court of Appeals for the Fifth Circuit Vacates SEC’s Approval of Nasdaq’s Board Diversity Rules
On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s ...
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...
Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...
Businessman Elon Musk sued by the Securities and Exchange Commission by his purchase of Twitter
Katie Barlow discusses the Securities and Exchange Commission recently suing Elon Musk over his purchase of social media app, ...
ABC News7d
Court tells SEC to lay out why it has declined Coinbase's request for crypto regulations
HARRSIBURG, Pa. -- A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request from Coinbase to develop regulations to cover the ...
Securities Law and Practice Need Reorienting Around Materiality
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company registration.
Crypto litigation brought against the SEC and the implications of a new administration
Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...
Nvidia stock bleeds, Bitcoin bounces back, and Jamie Dimon's view: Markets news roundup
Banking giant JPMorgan (JPM) has forecastedthe next wave of cryptocurrency exchange-traded funds (ETFs)—focusing on Solana ...
Bentley Systems Appoints New Chief Operating Officer and Streamlines Executive Team
Bentley Systems, Incorporated (NASDAQ: BSY) recently announced significant changes within its executive leadership team, as ...